Equity & Debt Private Placements

Client: Delivery Center – Series A Capital Raise
Country: Brazil
Sector: Information Technology
Value: Undisclosed
Completion: December 2018
Description: advised the shareholders of Delivery Center on a Series A capital raise, which involved investors from different industries strategically related to Delivery Center’s operations.

Client: 4all
Country: Brazil
Sector: Information Technology services
Value: Undisclosed
Completion: September 2017
Description: Convertible note (Series A) structuring and placement. Broadspan Capital acted as exclusive financial advisor to 4all.

Client: Dock Brasil Engenharia e Serviços Ltda.
Country: Brazil
Sector: Industrial Engineering
Value: R$50MM
Completion: December 2018
Description: Senior debt and mezzanine capital raise with The Rohatyn Group. Broadspan Capital acted as exclusive financial advisor to Dock Brasil.

Client: White Solder
Country: Brazil
Sector: Mining
Value: R$100.0MM
Completion: February 2016
Description: Equity, convertible debenture and debt raise with undisclosed private equity firm. BroadSpan acted as exclusive financial advisor to White Solder for this transaction.

Client: Provale
Country: Brazil
Sector: Mining
Value: R$70.0MM
Completion: January 2016
Description: Equity and debt raise with undisclosed private equity firm. BroadSpan acted as exclusive financial advisor to Provale for this transaction.

Client: Ocean Pact
Country: Brazil
Sector: Environmental Services
Size: R$80.0MM
Completion: January 2014
Description: Equity raise with undisclosed private equity firm. BroadSpan acted as exclusive financial advisor to Ocean Pact for this transaction.

Client: Dock Brasil Engenharia e Servicos Ltda.
Country: Brazil
Sector: Port & Logistics
Size: R$50.2MM
Completion: October 2013
Description: Equity raise with Mantiq Investimentos Ltda., and Mare Investimentos. BroadSpan acted as exclusive financial advisor to Dock Brasil for this transaction.

Client: Atlantic Energias Renováveis S.A.
Country: Brazil
Sector: Energy
Size: R$52.3 million
Completion: July 2013
Description: Bridge Loan to develop the wind farm Eurus II. BroadSpan acted as exclusive financial advisor to Atlantic Energias for this transaction.

Client: Atlantic Energias Renováveis S.A.
Country: Brazil
Sector: Energy
Size: R$46.0 million
Completion: June 2013
Description: Bridge Loan to develop the wind farm Renascença V. BroadSpan acted as exclusive financial advisor to Atlantic Energias for this transaction.

Client: Atlantic Energias Renováveis S.A.
Country: Brazil
Sector: Energy
Size: R$18.0 million
Completion: April 2013
Description: Bridge Loan for Atlantic Energias Renováveis. BroadSpan acted as exclusive financial advisor to Atlantic Energias for this transaction.

Client: Guardian Holdings Limited
Country: Jamaica
Sector: Insurance
Size: J$1,752.0 million
Completion: December 2012
Description: Loan to finance GHL’s acquisition of Globe Insurance in Jamaica. BroadSpan acted as exclusive financial advisor to GHL for this transaction.

Client: Atlantic Energias Renováveis
Country: Brazil
Sector: Energy
Size: R$31.0 million
Completion: August 2011
Description: Holding Company Bridge Loan comprised of CCBs and debentures to develop the wind farms Eurus II and Renascença V. BroadSpan Capital acted as advisor to AER for this transaction.

Client: Livraria Cultura
Country: Brazil
Sector: Retail
Size: Undisclosed
Completion: January 2009

Client: EGE Haina
Country: Dominican Republic
Sector: Energy
Size: US$7 million
Completion: December 2006

Client: Oceanografía
Country: Mexico
Sector: Oil & oil services
Size: US$5 million
Completion: August 2006

Client: Pica de Hule Natural, S.A.
Country: Guatemala
Sector: Financial Institutions
Size: US$7 million
Completion: December 2005

Client: Acelera
Country: Mexico
Sector: Broadband
Size: US$6 million
Completion: May 2002